Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Job Title Anti Financial Crimes Lead Principal Auditor Corporate Title Vice President Location New York, NY Overview Our Group Audit Anti Financial Crime ("AFC") team delivers audits and validations covering the second line AFC portfolio in the United States. You will also perform risk assessment, conduct business monitoring, and provide AFC subject matter expertise suppo

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Assistant Vice President Location Jacksonville, FL Overview The role reports to the Principal Audit Manager (PAM) for Anti Financial Crime Remediation & Obligation Management (AFC ROM) in Jacksonville, who in turn reports to the Head of GA AFC Remediation & Obligat

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Vice President Location Jacksonville Overview The Group Audit (GA) function is a professional, business focused, proactive risk based global audit team that operates with transparency, integrity, and independence, and assists the Bank's business and infrastructure

Intercontinental Exchange, Inc. (NYSE ICE) is seeking a Compliance Analyst to join our corporate compliance team. In the role, your primary function will be the monitoring of our global corporate compliance program related to electronic communications, conflicts of interest, personal trading, anti bribery, sanctions, business gifts, meals and entertainment, and employee t