You will be joining an established Compliance Control Room function in the Americas which manages the firm's information barriers and associated processes including the management of inside information, transaction lifecycle management and the provision of advisory and compliance oversight to Macquarie's institutional Research division. This is an exciting opportunity and

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Vice President Location Jacksonville Overview The Group Audit (GA) function is a professional, business focused, proactive risk based global audit team that operates with transparency, integrity, and independence, and assists the Bank's business and infrastructure

Provide review and drafting support for fund disclosure and reporting documents, working with an assigned attorney and in a document production tool, for mutual fund and ETF SEC registration statements (including, but not limited to, prospectuses, statements of additional information, supplements and Part Cs). Distribute SEC registration documents for comment; analyze, pr

Intercontinental Exchange, Inc. (NYSE ICE) is seeking a Compliance Analyst to join our corporate compliance team. In the role, your primary function will be the monitoring of our global corporate compliance program related to electronic communications, conflicts of interest, personal trading, anti bribery, sanctions, business gifts, meals and entertainment, and employee t

Job Title Principal Auditor, AFC Remediation & Obligation Management (Sanctions & Embargoes) Corporate Title Assistant Vice President Location Jacksonville, FL Overview The role reports to the Principal Audit Manager (PAM) for Anti Financial Crime Remediation & Obligation Management (AFC ROM) in Jacksonville, who in turn reports to the Head of GA AFC Remediation & Obligat